Texas Register, Volume 27, Number 4, Pages 529-656, January 25, 2002 Page: 570
529-656 p. ; 28 cm.View a full description of this periodical.
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required to be submitted under the Act, 5(b)(12). However, the ma-
terials shall be open for public inspection at the offices of the Texas
Department [State Board] of Insurance during the pendency of the ap-
plication.
(n) Signature and certification. Signature and certification of
the following form:
Figure: 28 TAC 7.209(n)
7.210. Form B.
(a) Insurance holding company system registration statement.
Figure: 28 TAC 7.210(a)
(b) - (d) (No change.)
(e) Biographical information. Furnish biographical data for
the ultimate controlling person(s) if such person is an individual, or for
the directors and executive officers of the ultimate controlling person
if the ultimate controlling person is not an individual, with such bio-
graphical data in the form of the biographical affidavit form adopted
by reference under 7.201(a)(1) of this title (relating to Forms Filings).
Copies of this form are available from Financial Analysis and Exami-
nations [Menitoring], Mail Code 303-1A, Texas Department of Insur-
ance, P.O. Box 149099, 333 Guadalupe, Austin, Texas 78714-9099.
(f) Transactions, relationships, and agreements.
(1) Briefly describe the following agreements in force, re-
lationships subsisting, and transactions currently outstanding between
the registrant and its holding company, its subsidiaries, and its affili-
ates:
(A) - (B) (No change.)
(C) investment activities of an investment pool and
transactions between pools and participants (the Insurance Code
Articles 2.10-5 and 3.33, 4(g));
(D) [(C-)] transactions not in the ordinary course of busi-
ness;
(E) [(D-)] guarantees or undertakings for the benefit of
an affiliate which result in an actual contingent exposure of the regis-
trant' s assets to liability, other than insurance contracts entered into in
the ordinary course of the registrant's business;
(F) [(E)] all management and service contracts and all
cost sharing arrangements;
(G) [(F)] reinsurance agreements covering all or sub-
stantially all of one or more lines of insurance of the ceding company;
(H) [(G)] all dividends and other distributions to share-
holders;
(I) [(H)] agreements with affiliates to consolidate fed-
eral income tax returns;
(J) [(1)] all transactions with affiliated financial institu-
tions;
(K) [(1)] the amount of commissions paid to the con-
trolling producer, the percentage such amount represents of the net pre-
mium written, and comparable amounts and percentages paid to non-
controlling producers for placements of the same kinds of insurance;
(L) [(-K)] all surplus debentures, surplus notes, pre-
mium income notes, bonds, or debentures, and other contingent
evidences of indebtedness outstanding;
(M) [(L)] any affiliated transaction not disclosed in sub-
paragraphs (A) - (L) [(K)] of this paragraph which is subject to the Act,
4(d); and,(N) [(M)] any pledge of an insurer's stock, including
stock of any subsidiary or controlling affiliate, for a loan made to any
member of its insurance holding company system.
(2) (No change.)
(g) - (i) (No change.)
(j) Signature and certification. Signature and certification of
the following form:
Figure: 28 TAC 7.210(j)
7.211. Form C.
(a) Disclaimer of control or affiliation filed with the Texas De-
partment of Insurance by (name of appli-
cant).
Figure: 28 TAC 7.211(a)
(b) - (e) (No change.)
(f) Signatures and certification. Signatures and certification of
the following form:
Figure: 28 TAC 7.211(f)
7.212. Form D.
(a) Notice of declaration of extraordinary dividend.
Figure: 28 TAC 7.212(a)
(b) - (o) (No change.)
(p) Signatures and certification. Signature and certification of
the following form:
Figure: 28 TAC 7.212(p)
7.213. Form E.
(a) Statement regarding the exemption from approval of the
acquisition of control of a domestic insurer.
Figure: 28 TAC 7.213(a)
(b) - (h) (No change.)
(i) Signature and certification. Signature and certification of
the following form:
Figure: 28 TAC 7.213(i)
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal author-
ity to adopt.
Filed with the Office of the Secretary of State, on January 14,
2002.
TRD-200200155
Gene Jarmon
Assistant General Counsel
Texas Department of Insurance
Earliest possible date of adoption: February 24, 2002
For further information, please call: (512) 463-6327
CHAPTER 21. TRADE PRACTICES
SUBCHAPTER M. MANDATORY BENEFIT
NOTICE REQUIREMENTS
28 TAC 21.2107
The Texas Department of Insurance proposes amendments to
21.2107, concerning the rights of eligible beneficiaries to notice27 TexReg 570 January 25, 2002 Texas Register
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Texas. Secretary of State. Texas Register, Volume 27, Number 4, Pages 529-656, January 25, 2002, periodical, January 25, 2002; Austin, Texas. (https://texashistory.unt.edu/ark:/67531/metapth113987/m1/41/: accessed April 26, 2024), University of North Texas Libraries, The Portal to Texas History, https://texashistory.unt.edu; crediting UNT Libraries Government Documents Department.