Texas Register, Volume 35, Number 1, Pages 1-140, January 1, 2010 Page: 119
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Figure: 22 TAC 153.24(9)
Penalty Matrix
Nature of Violation(s) Range of
Recommended Actions
1st occurrence - violation(s) of the Act, Rules, First-time violator letter with
and/or USPAP that do not, individually or acknowledgement of violation and/or
collectively, constitute evidence of a serious adminstrative penalty of $100 to $500 per
inability or unwillingness to comply violation
1st occurrence - violation(s) of the Act, Rules, First time violator letter with agreement to
andlor USPAP that, individually or take remedial course work and/or to adopt
collectively, constitute evidence of a serious preventive policies and procedures and/or
but remediable deficiency administrative penalty of $250 to $1,000 per
violation
1st occurrence - violation(s) of the Act, Rules, Suspension or revocation and an
and/or USPAP that, individually or administrative penalty of $500 to $1,500 per
collectively, was done willfully or in a grossly violation
negligent manner
2nd occurrence - violation(s) of the Act, Administrative penalty of $500 to $1,500 per
Rules, and/or USPAP that do not, individually violation with requirement to take remedial
or collectively, constitute evidence of a course work andlor to adopt preventive
serious inability or unwillingness to comply policies and procedures
2nd occurrence - violation(s) of the Act, Administrative penalty of $500 to $1,500 per
Rules, and/or USPAP that, individually or violation plus requirement to take remedial
collectively, constitute evidence of a serious in-class course work and to adopt preventive
but remediable deficiency policies and procedures
2nd occurrence - violation(s) of the Act, Revocation and administrative penalty of
Rules, and/or USPAP that, individually or $1,500 per violation
collectively, were done willfully or in a
grossly negligent manner
3rd occurrence - violation(s) of the Act, Rules, Administrative penalty of $1,000 to $1,500 per
and/or USPAP that do not, individually or violation with requirement to take remedial in-
collectively, constitute evidence of a serious class course work and/or to adopt preventive
inability or unwillingness to comply policies and procedures
3rd occurrence - violation(s) of the Act, Rules, Administrative penalty of $1,500 per violation
and/or USPAP that, individually or and/or revocation or suspension for up to 180
collectively, constitute evidence of a serious days with requirement to take remedial in-
but remediable deficiency class course work and to adopt preventive
policies and procedures
Unlicensed activity Administrative penalty of $1,500 to $5,000TABLES AND GRAPHICS January 1, 2010
35 TexReg 119
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Texas. Secretary of State. Texas Register, Volume 35, Number 1, Pages 1-140, January 1, 2010, periodical, January 1, 2010; Austin, Texas. (https://texashistory.unt.edu/ark:/67531/metapth101165/m1/115/: accessed July 17, 2024), University of North Texas Libraries, The Portal to Texas History, https://texashistory.unt.edu; crediting UNT Libraries Government Documents Department.